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Brian F. Faulkner, APLC
27127 Calle Arroyo, Suite 1923
San Juan Capistrano, CA 92675

Phone: (949) 240-1361
Fax: (949) 240-1362

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Welcome to the Law Offices of Brian F. Faulkner (aka Brian F. Faulkner, APLC)

The Law Offices of Brian F. Faulkner (aka Brian F. Faulkner, APLC) is a comprehensive securities and corporate transactional law firm located in San Juan Capistrano, California. As a corporate and securities attorney for more than thirty years, Mr. Faulkner not only understand the law but also the dynamics and demands of clients' particular business, regardless of sector. He represents domestic as well as international clientelele that includes corporations, small- to medium-sized businesses, and individuals.  Whether the client is a small to mid-size private or publicly-traded company, an entrepreneur with distinctive legal needs, or any corporate officer or director in need of broad-scope legal services, Mr. Faulkner will work to adapt to the particular matter at hand and deliver an exceptional work product in a timely fashion, each time and every time.

When dealing with important legal issues that are time-sensitive and/or can affect people financially, a client needs an experienced and skilled attorney who will provide committed and dedicated legal counseling and representation for their matter.  Mr. Faulkner provides the personalized and attentive service not always found at larger law firms.  Client projects are never compartmentalized or passed off to affiliate attorneys or junior attorneys getting on-the-job training.  In every case, he sees that his primary responsibility is to analyze the circumstances and then determine the appropriate couseling and/or strategy to accomplish their specific needs.  He will roll up his sleeves and work directly with his clients to execute.  As a result, clients will always the personal attention that they need and never feel like a "small cog in a large wheel" legal firm machine.  He is always honest and forthright with his clients.

Clients trust that when future legal needs arise, Mr. Faulkner has the experience and diligence to resolve the matter effectively and efficiently.  He strive to maximize your time and money at all times while:

  • Taking Your Private Company Public
  • Drafting Form 10 and S-1 Registration Statements
  • Conducting Reverse Mergers and Forward Mergers
  • Structuring Registered Public Offerings
  • Maintaining Compliance with the Over-the-Counter Markets
  • Maintaining Compliance and Fulfilling the Reporting Requirements of the Securities & Exchange Commission (SEC)
  • Maintaining Compliance with DTC
  • Drafting Operating Agreements and Private Placement Memorandums
  • Operating as Ongoing Corporate Counsel to; Small and Mid-Size Public Issuers, Private Companies Going Public, Officers, Directors and Shareholders of Publicly-Traded Companies

In a time-sensitive or uncertain legal situation, the Law Offices of Brian F. Faulkner (aka Brian F. Faulkner, APLC) can immediately appreciate and represent a client's needs.  Mr. Faulkners is responsive and accessible to to answer any inquiries of clients.  The office provides a welcoming environment with the most up-to-date technology to assist clients.  For a consultation, contact Mr. Faulkner by e-mail or online submission through the website's contact form, or call 949-240-1361.